RES 3 (Free Trial Paper)
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Question 1 of 6
1. Question
A manager may not invest in securities of its related corporations for an authorised collective investment scheme UNLESS
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Question 2 of 6
2. Question
Which of the following information is NOT required to be maintained under Record Keeping Requirements provisions under the SFA?
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Question 3 of 6
3. Question
The extra territorial application of the SFA stipulates that
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Question 4 of 6
4. Question
If IMAS members wish dedicate their functions to a third party , that third party must be
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Question 5 of 6
5. Question
Which of the following conditions apply to an application for a recognised fund constituted outside Singapore to be included under CPFIS?
I The recognised fund must have procedures in place to ensure that at least 95% of the value of the fund will be invested in accordance with the CPF Investment Guidelines
II The foreign fund manager provides a confirmation that it does not retain cash rebates for its own account in its management of the fund
III The foreign fund manager must have a minimum 5 years’ experience in the management of CISs
IV The CPF Board must be able to conduct due diligence on the foreign fund Manager
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Question 6 of 6
6. Question
Can you afford to FAIL and RETAKE the CMFAS M3 Exam?
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RES 3
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