CMFAS Module 4B (Free Trial Paper)
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- Question 1 of 6
Which of the following would be considered a “designated person” under the MAS Notice on Prohibition on Transactions with the Iranian Government and with Iranian Financial Institutions?
I The Government of Iran
II A government with diplomatic ties to the Government of Iran
III The Central Bank of Iran
IV A financial institution in IranCorrectIncorrect
- Question 2 of 6
Which of the following types of shareholdings do not entitle shareholders to voting rights?CorrectIncorrect
- Question 3 of 6
What listing and/or continuing listing requirements apply to a company that is seeking secondary listing on the SGX-ST Mainboard, if it has a primary listing on a Developed Market?
I Maintain its primary listing on the Developed Market on a continuing basis
II Comply with the interested person transactions requirements in Chapter 9 of the Listing Rules
III Meet all listing criteria prescribed in the Listing Rules (except those on moratorium of promoters’ shareholding)CorrectIncorrect
- Question 4 of 6
A Listed Issuer must ensure that which of the following groups of people are familiar with SGX-ST’s disclosure requirements and corporate disclosure policy?CorrectIncorrect
- Question 5 of 6
Which of the following is correct in relation to the Take-Over Code?
I The Take-Over Code has the force of Law
II The SIC can impose sanctions upon breach of the Take-over Code, which deprive the offender permanently of its ability to use the securities market
III It is an offence for a person to give notice or public announcement that he intend to make a takeover of a Company if he has no intention to make one
IV The provision of the SGX-ST listing Manual apply to TakeoverCorrectIncorrect
- Question 6 of 6
Can you afford to FAIL and RETAKE the CMFAS M4B Exam?CorrectIncorrect